Treehouse Management, LLC
MN, USA
Job description
Compliance Officer
Job Summary:
We are currently looking for a Compliance Officer at our Minneapolis office. This position will serve as the crucial lead in ensuring a rigorous adherence to Compliance and records management. The firm, for the first time in its history, is looking to partner with the broader Impact community to scale our contribution to the Climate Transition. As such, we seek to maintain the highest levels of client information protection as well as rigorous adherence to applicable Regulatory frameworks.
This role will be accountable for building the compliance program of an SEC-registered investment adviser and own initiatives related to compliance testing activities while ensuring effective policies and procedures are followed by staff.
Note that this is an onsite role but part-time will be considered for the right applicant.
Please submit a cover letter along with your resume.
Essential Functions:...