The RoleAs a key member of Fastmarkets’ Legal, Risk and Compliance (LRC) team, you will play an active role in implementing and embedding the firm’s risk and compliance framework. Acting as the compliance subject matter expert, you will work collaboratively with the LRC team and the Head of Risk and Compliance to identify and assess risk and compliance vulnerabilities across the business. You will lead and participate in internal control assurance activities, ensuring that Fastmarkets’ processes and controls are aligned with internal policies, procedures, and regulatory requirements (including IOSCO/BMR). Your contribution will be instrumental in shaping, advancing, and operationalising the risk and compliance programme across the organisation. The LRC function, led by the General Counsel and reporting to the CEO, is recognised as a strategic business partner essential to delivering Fastmarkets’ objectives. This role offers significant exposure to senior leadership and provides valuable insight into risk and compliance issues impacting the organisation in today’s evolving business environment.PRINCIPAL ACCOUNTABILITIES<ul><li>Implement and monitor Fastmarkets’ compliance programme, ensuring ongoing adherence to internal policies and regulatory requirements.</li><li>Lead the collaboration with business functions to implement and integrate the organisation’s risk framework across all relevant areas</li><li>Conduct compliance reviews, investigations, and assurance activities to verify process integrity and regulatory compliance.</li><li>Provide tailored compliance support and advisory services across the organisation.</li><li>Assist in updating policies and procedures to reflect evolving regulatory standards.</li><li>Respond to risk and compliance queries from all business areas.</li><li>Perform trade-sanctions screening in accordance with Fastmarkets’ trade-sanctions policy.</li><li>Collaborate with business functions to develop, implement, and update compliance policies.</li><li>Lead or contribute to compliance-related projects and initiatives, offering expert guidance as needed.</li><li>Promote and embed the code of business conduct and risk management practices throughout the business.</li><li>Identify, assess, document, and regularly review operational risks in partnership with business functions.</li><li>Register risk events and manage the delivery of risk incident reports.</li><li>Develop and review key risk indicators in collaboration with relevant teams.</li><li>Organise and facilitate risk and compliance assurance meetings with stakeholders.</li><li>Identify areas of compliance vulnerability and risk, implement corrective actions, and provide guidance to prevent recurrence.</li><li>Work closely with senior management and business units to enhance visibility of risk exposures and ensure alignment with the organisation’s risk appetite.</li><li>Drive the continuous improvement of risk procedures, processes, and tools to support proactive risk management.</li><li>Deliver actionable insights on emerging risk areas to inform executive decision-making.</li><li>Oversee and manage the insurance programme across Fastmarkets.</li><li>Support business functions in evaluating potential threats and implementing business continuity policies and procedures for disruptive events.</li></ul>KEY INTERFACES <ul><li>Senior leadership team</li><li>Legal, Risk and Compliance</li><li>Editorial</li><li>Commercial</li><li>Technology and Information Security</li><li>Finance</li><li>HR</li><li>Events</li></ul>

Our price data, forecasts, and market analyses give our customers a strategic advantage in complex, volatile and often opaque markets. Our events provide immersive experiences to network, trade and discuss the critical issues of the day.
Lithium Hangar Holdco Limited is the ultimate holding company for the Fastmarkets group of companies. Lithium Hangar Holdco Limited (14476245) is a company registered in England and Wales and is controlled by funds managed and/or advised by Astorg. Astorg is a European private equity firm with over &euro;20 billion of assets under management.

Risk and Compliance Manager

The RoleAs a key member of Fastmarkets’ Legal, Risk and Compliance (LRC) team, you will play an active role in implementing and embedding the firm’s risk and compliance framework. Acting as the compliance subject matter expert, you will work collaboratively with the LRC team and the Head of Risk and Compliance to identify and assess risk and compliance vulnerabilities across the business. You will lead and participate in internal control assurance activities, ensuring that Fastmarkets’ processes and controls are aligned with internal policies, procedures, and regulatory requirements (including IOSCO/BMR). Your contribution will be instrumental in shaping, advancing, and operationalising the risk and compliance programme across the organisation.&nbsp;The LRC function, led by the General Counsel and reporting to the CEO, is recognised as a strategic business partner essential to delivering Fastmarkets’ objectives. This role offers significant exposure to senior leadership and provides valuable insight into risk and compliance issues impacting the organisation in today’s evolving business environment.PRINCIPAL ACCOUNTABILITIES<ul><li>Implement and monitor Fastmarkets’ compliance programme, ensuring ongoing adherence to internal policies and regulatory requirements.</li><li>Lead the collaboration with business functions to implement and integrate the organisation’s risk framework across all relevant areas</li><li>Conduct compliance reviews, investigations, and assurance activities to verify process integrity and regulatory compliance.</li><li>Provide tailored compliance support and advisory services across the organisation.</li><li>Assist in updating policies and procedures to reflect evolving regulatory standards.</li><li>Respond to risk and compliance queries from all business areas.</li><li>Perform trade-sanctions screening in accordance with Fastmarkets’ trade-sanctions policy.</li><li>Collaborate with business functions to develop, implement, and update compliance policies.</li><li>Lead or contribute to compliance-related projects and initiatives, offering expert guidance as needed.</li><li>Promote and embed the code of business conduct and risk management practices throughout the business.</li><li>Identify, assess, document, and regularly review operational risks in partnership with business functions.</li><li>Register risk events and manage the delivery of risk incident reports.</li><li>Develop and review key risk indicators in collaboration with relevant teams.</li><li>Organise and facilitate risk and compliance assurance meetings with stakeholders.</li><li>Identify areas of compliance vulnerability and risk, implement corrective actions, and provide guidance to prevent recurrence.</li><li>Work closely with senior management and business units to enhance visibility of risk exposures and ensure alignment with the organisation’s risk appetite.</li><li>Drive the continuous improvement of risk procedures, processes, and tools to support proactive risk management.</li><li>Deliver actionable insights on emerging risk areas to inform executive decision-making.</li><li>Oversee and manage the insurance programme across Fastmarkets.</li><li>Support business functions in evaluating potential threats and implementing business continuity policies and procedures for disruptive events.</li></ul>KEY INTERFACES <ul><li>Senior leadership team</li><li>Legal, Risk and Compliance</li><li>Editorial</li><li>Commercial</li><li>Technology and Information Security</li><li>Finance</li><li>HR</li><li>Events</li></ul>

Risk and Compliance Manager

About the Job

About the Company

Fastmarkets Ltd

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